Chapter 2: Relational Model: Database System Concepts, 5 Ed
Chapter 2: Relational Model: Database System Concepts, 5 Ed
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Example of a Relation
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Basic Structure
Formally, given sets D1, D2, …. Dn a relation r is a subset of
D1 x D2 x … x Dn
Thus, a relation is a set of n-tuples (a1, a2, …, an) where each ai Di
Example: If
customer_name = {Jones, Smith, Curry, Lindsay, …}
/* Set of all customer names */
customer_street = {Main, North, Park, …} /* set of all street names*/
customer_city = {Harrison, Rye, Pittsfield, …} /* set of all city names */
Then r = { (Jones, Main, Harrison),
(Smith, North, Rye),
(Curry, North, Rye),
(Lindsay, Park, Pittsfield) }
is a relation over
customer_name x customer_street x customer_city
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Attribute Types
Each attribute of a relation has a name
The set of allowed values for each attribute is called the domain of the
attribute
Attribute values are (normally) required to be atomic; that is, indivisible
E.g. the value of an attribute can be an account number,
but cannot be a set of account numbers
Domain is said to be atomic if all its members are atomic
The special value null is a member of every domain
The null value causes complications in the definition of many operations
We shall ignore the effect of null values in our main presentation and
consider their effect later
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Relation Schema
A1, A2, …, An are attributes
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Relation Instance
The current values (relation instance) of a relation are specified by a
table
An element t of r is a tuple, represented by a row in a table
attributes
(or columns)
customer_name customer_street customer_city
customer
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Relations are Unordered
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Database
A database consists of multiple relations
Information about an enterprise is broken up into parts, with each relation
storing one part of the information
account : stores information about accounts
depositor : stores information about which customer
owns which account
customer : stores information about customers
Storing all information as a single relation such as
bank(account_number, balance, customer_name, ..)
results in
repetition of information
e.g.,if two customers own an account (What gets repeated?)
the need for null values
e.g., to represent a customer without an account
Normalization theory (Chapter 7) deals with how to design relational schemas
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The customer Relation
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The depositor Relation
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Keys
Let K R
K is a superkey of R if values for K are sufficient to identify a unique tuple of
each possible relation r(R)
by “possible r ” we mean a relation r that could exist in the enterprise we
are modeling.
Example: {customer_name, customer_street} and
{customer_name}
are both superkeys of Customer, if no two customers can possibly have
the same name
In real life, an attribute such as customer_id would be used instead of
customer_name to uniquely identify customers, but we omit it to keep
our examples small, and instead assume customer names are unique.
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Keys (Cont.)
K is a candidate key if K is minimal
Example: {customer_name} is a candidate key for Customer, since it
is a superkey and no subset of it is a superkey.
Primary key: a candidate key chosen as the principal means of
identifying tuples within a relation
Should choose an attribute whose value never, or very rarely,
changes.
E.g. email address is unique, but may change
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Foreign Keys
A relation schema may have an attribute that corresponds to the primary
key of another relation. The attribute is called a foreign key.
E.g. customer_name and account_number attributes of depositor are
foreign keys to customer and account respectively.
Only values occurring in the primary key attribute of the referenced
relation may occur in the foreign key attribute of the referencing
relation.
Schema diagram
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Query Languages
Language in which user requests information from the database.
Categories of languages
Procedural
Non-procedural, or declarative
“Pure” languages:
Relational algebra
Tuple relational calculus
Domain relational calculus
Pure languages form underlying basis of query languages that people
use.
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Relational Algebra
Procedural language
Six basic operators
select:
project:
union:
set difference: –
Cartesian product: x
rename:
The operators take one or two relations as inputs and produce a new
relation as a result.
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Select Operation – Example
Relation r
A B C D
1 7
5 7
12 3
23 10
1 7
23 10
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Select Operation
Notation: p(r)
p is called the selection predicate
Defined as:
Example of selection:
branch_name=“Perryridge”(account)
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Project Operation – Example
Relation r: A B C
10 1
20 1
30 1
40 2
A,C (r) A C A C
1 1
1 = 1
1 2
2
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Project Operation
Notation:
A1 , A2 ,, Ak
(r )
where A1, A2 are attribute names and r is a relation name.
The result is defined as the relation of k columns obtained by erasing
the columns that are not listed
Duplicate rows removed from result, since relations are sets
Example: To eliminate the branch_name attribute of account
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Union Operation – Example
Relations r, s: A B A B
1 2
2 3
1 s
r
A B
r s: 1
2
1
3
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Union Operation
Notation: r s
Defined as:
r s = {t | t r or t s}
For r s to be valid.
1. r, s must have the same arity (same number of attributes)
2. The attribute domains must be compatible (example: 2nd column
of r deals with the same type of values as does the 2nd
column of s)
Example: to find all customers with either an account or a loan
customer_name (depositor) customer_name (borrower)
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Set Difference Operation – Example
Relations r, s:
A B A B
1 2
2 3
1 s
r
r – s:
A B
1
1
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Set Difference Operation
Notation r – s
Defined as:
r – s = {t | t r and t s}
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Cartesian-Product Operation – Example
Relations r, s:
A B C D E
1 10 a
10 a
2 20 b
r 10 b
s
r x s:
A B C D E
1 10 a
1 10 a
1 20 b
1 10 b
2 10 a
2 10 a
2 20 b
2 10 b
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Cartesian-Product Operation
Notation r x s
Defined as:
r x s = {t q | t r and q s}
Assume that attributes of r(R) and s(S) are disjoint. (That is, R S = ).
If attributes of r(R) and s(S) are not disjoint, then renaming must be
used.
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Composition of Operations
Can build expressions using multiple operations
Example: A=C(r x s)
rxs
A B C D E
1 10 a
1 10 a
1 20 b
1 10 b
2 10 a
2 10 a
2 20 b
2 10 b
A=C(r x s)
A B C D E
1 10 a
2 10 a
2 20 b
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Rename Operation
Allows us to name, and therefore to refer to, the results of relational-
algebra expressions.
Allows us to refer to a relation by more than one name.
Example:
x (E)
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Banking Example
branch (branch_name, branch_city, assets)
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Example Queries
Find all loans of over $1200
Find the loan number for each loan of an amount greater than
$1200
Find the names of all customers who have a loan, an account, or both,
from the bank
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Example Queries
Find the names of all customers who have a loan at the Perryridge
branch.
customer_name (branch_name=“Perryridge”
(borrower.loan_number = loan.loan_number(borrower x loan)))
customer_name(depositor)
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Example Queries
Find the names of all customers who have a loan at the Perryridge branch.
Query 1
Query 2
customer_name(loan.loan_number = borrower.loan_number (
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Example Queries
Find the largest account balance
Strategy:
Find those balances that are not the largest
– Rename account relation as d so that we can compare each
account balance with all others
Use set difference to find those account balances that were not found
in the earlier step.
The query is:
balance(account) - account.balance
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Formal Definition
A basic expression in the relational algebra consists of either one of the
following:
A relation in the database
A constant relation
Let E1 and E2 be relational-algebra expressions; the following are all
relational-algebra expressions:
E1 E 2
E1 – E 2
E1 x E 2
Set intersection
Natural join
Division
Assignment
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Set-Intersection Operation
Notation: r s
Defined as:
r s = { t | t r and t s }
Assume:
r, s have the same arity
attributes of r and s are compatible
Note: r s = r – (r – s)
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Set-Intersection Operation – Example
Relation r, s:
A B A B
1 2
2 3
1
r s
rs
A B
2
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Natural-Join Operation
Notation: r s
Let r and s be relations on schemas R and S respectively.
Then, r s is a relation on schema R S obtained as follows:
Consider each pair of tuples tr from r and ts from s.
A B C D B D E
1 a 1 a
2 a 3 a
4 b 1 a
1 a 2 b
2 b 3 b
r s
r s
A B C D E
1 a
1 a
1 a
1 a
2 b
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Division Operation
r
Notation: s
Suited to queries that include the phrase “for all”.
Let r and s be relations on schemas R and S respectively
where
R = (A1, …, Am , B1, …, Bn )
S = (B1, …, Bn)
The result of r s is a relation on schema
R – S = (A1, …, Am)
r s = { t | t R-S (r) u s ( tu r ) }
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Division Operation – Example
Relations r, s:
A B B
1
1
2
3 2
1 s
1
1
3
4
6
1
2
r s: A r
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Another Division Example
Relations r, s:
A B C D E D E
a a 1 a 1
a a 1 b 1
a b 1 s
a a 1
a b 3
a a 1
a b 1
a b 1
r
r s:
A B C
a
a
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Division Operation (Cont.)
Property
Let q = r s
Then q is the largest relation satisfying q x s r
Definition in terms of the basic algebra operation
Let r(R) and s(S) be relations, and let S R
To see why
R-S,S (r) simply reorders attributes of r
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Assignment Operation
The assignment operation () provides a convenient way to express
complex queries.
Write query as a sequential program consisting of
a series of assignments
followed by an expression whose value is displayed as a result of
the query.
Assignment must always be made to a temporary relation variable.
Example: Write r s as
temp1 R-S (r )
temp2 R-S ((temp1 x s ) – R-S,S (r ))
result = temp1 – temp2
The result to the right of the is assigned to the relation variable on
the left of the .
May use variable in subsequent expressions.
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Bank Example Queries
Find the names of all customers who have a loan and an account at
bank.
Find the name of all customers who have a loan at the bank and the
loan amount
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Bank Example Queries
Find all customers who have an account from at least the “Downtown”
and the Uptown” branches.
Query 1
Query 2
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Bank Example Queries
Find all customers who have an account at all branches located in
Brooklyn city.
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Extended Relational-Algebra-Operations
Generalized Projection
Aggregate Functions
Outer Join
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Generalized Projection
Extends the projection operation by allowing arithmetic functions to be
used in the projection list.
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Aggregate Functions and Operations
Aggregation function takes a collection of values and returns a single
value as a result.
avg: average value
min: minimum value
max: maximum value
sum: sum of values
count: number of values
Aggregate operation in relational algebra
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Aggregate Operation – Example
Relation r:
A B C
7
7
3
10
27
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Aggregate Operation – Example
Relation account grouped by branch-name:
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Aggregate Functions (Cont.)
Result of aggregation does not have a name
Can use rename operation to give it a name
For convenience, we permit renaming as part of aggregate
operation
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Outer Join
An extension of the join operation that avoids loss of information.
Computes the join and then adds tuples form one relation that does not
match tuples in the other relation to the result of the join.
Uses null values:
null signifies that the value is unknown or does not exist
All comparisons involving null are (roughly speaking) false by
definition.
We shall study precise meaning of comparisons with nulls later
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Outer Join – Example
Relation loan
Relation borrower
customer_name loan_number
Jones L-170
Smith L-230
Hayes L-155
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Outer Join – Example
Join
loan borrower
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Outer Join – Example
Right Outer Join
loan borrower
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Null Values
It is possible for tuples to have a null value, denoted by null, for some
of their attributes
null signifies an unknown value or that a value does not exist.
The result of any arithmetic expression involving null is null.
Aggregate functions simply ignore null values (as in SQL)
For duplicate elimination and grouping, null is treated like any other
value, and two nulls are assumed to be the same (as in SQL)
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Null Values
Comparisons with null values return the special truth value: unknown
If false was used instead of unknown, then not (A < 5)
would not be equivalent to A >= 5
Three-valued logic using the truth value unknown:
OR: (unknown or true) = true,
(unknown or false) = unknown
(unknown or unknown) = unknown
AND: (true and unknown) = unknown,
(false and unknown) = false,
(unknown and unknown) = unknown
NOT: (not unknown) = unknown
In SQL “P is unknown” evaluates to true if predicate P evaluates to
unknown
Result of select predicate is treated as false if it evaluates to unknown
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Modification of the Database
The content of the database may be modified using the following
operations:
Deletion
Insertion
Updating
All these operations are expressed using the assignment
operator.
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Deletion
A delete request is expressed similarly to a query, except instead
of displaying tuples to the user, the selected tuples are removed
from the database.
Can delete only whole tuples; cannot delete values on only
particular attributes
A deletion is expressed in relational algebra by:
rr–E
where r is a relation and E is a relational algebra query.
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Deletion Examples
Delete all account records in the Perryridge branch.
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Insertion
To insert data into a relation, we either:
specify a tuple to be inserted
write a query whose result is a set of tuples to be inserted
in relational algebra, an insertion is expressed by:
r r E
where r is a relation and E is a relational algebra expression.
The insertion of a single tuple is expressed by letting E be a constant
relation containing one tuple.
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Insertion Examples
Insert information in the database specifying that Smith has $1200 in
account A-973 at the Perryridge branch.
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Updating
A mechanism to change a value in a tuple without charging all values in
the tuple
Use the generalized projection operator to do this task
r F ,F ,,F , (r )
1 2 l
Each Fi is either
the I th attribute of r, if the I th attribute is not updated, or,
if the attribute is to be updated Fi is an expression, involving only
constants and the attributes of r, which gives the new value for the
attribute
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Update Examples
Make interest payments by increasing all balances by 5 percent.
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End of Chapter 2
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Figure 2.6: The loan relation
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Figure 2.7: The borrower relation
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Figure 2.9
Result of branch_name = “Perryridge” (loan)
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Figure 2.10:
Loan number and the amount of the loan
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Figure 2.11: Names of all customers who
have either an account or an loan
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Figure 2.12:
Customers with an account but no loan
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Figure 2.13: Result of borrower |X| loan
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Figure 2.14
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Figure 2.15
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Figure 2.16
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Figure 2.17
Largest account balance in the bank
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Figure 2.18: Customers who live on the
same street and in the same city as
Smith
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Figure 2.19: Customers with both an
account and a loan at the bank
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Figure 2.20
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Figure 2.21
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Figure 2.22
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Figure 2.23
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Figure 2.24: The credit_info relation
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Figure 2.25
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Figure 2.26: The pt_works relation
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Figure 2.27
The pt_works relation after regrouping
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Figure 2.28
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Figure 2.29
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Figure 2.30
The employee and ft_works relations
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Figure 2.31
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Figure 2.32
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Figure 2.33
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Figure 2.34
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