From Text Grammar To Critical Discourse Analysis PDF
From Text Grammar To Critical Discourse Analysis PDF
Text Grammar
To understand my interest in text grammars it should be recalled that
my first academic love was literary theory. After a first degree in French
Language and Literature, with special interest in Surrealist poetry, at the
(protestant) Free University of Amsterdam, I also studied Literary Theory, at
the (City) University of Amsterdam. In that study I especially focused on
literary language, and wanted to know whether literature could be
characterized specifically by its typical use of language.
Under the influence of Chomskys Transformational-Generative
Grammar, such a question at the end of the 1960s was phrased in terms of a
special set of rules that would generate (that is, structurally describe) literary
texts. However, TG-Grammar never was developed to account for text
structures, and thus my aim to develop a generative poetics, reflected in my
first book publications in Dutch (Van Dijk, 1971a, 1971b some of which
was later translated into German and Italian; see the References below for
details), was soon replaced by the more important aim to focus on a
generative text grammar. This would become the topic of my PhD
dissertation (Van Dijk, 1972).
The point of such text grammars was to be able to provide an explicit
description of the (grammatical) structures of texts. The most obvious task of
such a description was to account for (semantic) coherence relations between
sentences, among other fundamental aspects of discourse. Although also
sentence grammars need to make explicit how clauses of complex sentences
are semantically related, there was no serious research then that could be
extended to a linear (sequential) semantics of discourse.
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However, the way we actually did text grammar then was still very primitive,
and largely speculative, imprecise, and partly misguided. What remained
though was the importance of the notion of coherence in any semantic theory
of discourse, and the obvious idea that texts also are organized at more global,
overall levels of description.
Later studies, also in psychology, about such local (intersentential) and
global (textual) coherence proved to be more sophisticated. Thus, in my book
Text and Context (Van Dijk, 1977), I emphasized that local coherence
between sentences should be based on referential relations between facts in a
possible world, thereby using the then popular notion of possible world
from formal semantics and philosophy. That is, two subsequent propositions
P1 and P2 are coherent if they denote two facts F1 and F2 that are (for
instance conditionally, or causally) related in some possible world, or in some
model representing a situation of such a possible world. Until today, this is
the standard (formal) semantic definition of discourse coherence although
pragmatic and cognitive parameters need to be added to this kind of
definition: discourses are obviously not coherent in the abstract, but coherentfor-discourse-participants-in-some-communicative-situation. In my later work
with Walter Kintsch on the psychology of text processing, this referential
relation was not defined in terms of facts in some possible world, but in
terms of mental models (see below).
Another dimension of local coherence however showed up. Sentences
(or their meanings: propositions) not only cohere because of the relations
between the facts they denote, but also because of relations between their
meanings themselves. In other terms: Coherence not only was extensional,
but also intensional. However, this meaning relation was not defined in
terms of the meanings of isolated words (as in structuralist semantics) but in
relations between sentences. Indeed, one can hardly imagine an account of,
for instance, narrative, argumentative or conversational structures on the basis
of grammar alone. In this sense, mainstream modern linguistics itself never
developed a proper discourse-based theory of language use, because its
grammars remained essentially sentence or sequence grammars. The same is
true for much psycholinguistics and sociolinguistics. This is also one of the
reasons why discourse analysis became a separate cross-discipline, instead of
a specialization of linguistics. This development also shows how findings in
one (sub) discipline may take decades before they are introduced and
accepted in other (sub) disciplines, or even not introduced at all because they
are found to be Fremdkrper in a discipline.
Models
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associated with such an event. This explains how lexical choice and other
aspects of appraisal is rooted in the ways evaluative beliefs are represented
in their mental models of events.
Finally, models explain how general knowledge is related to text
processing: Whereas models are personal, subjective and ad hoc (tied to the
present context of understanding), knowledge may be seen as a generalization
and abstraction from such models. Learning-from-ones-experiences, thus, is
typically an operation on models. Conversely, general knowledge is used by
instantiating fragments of such knowledge in specific models. Many later
experiments in cognitive psychology confirmed that models indeed play a
crucial role in understanding and recall.
What the book with Kintsch did not deal with is that besides models of
events talked or written about (models one might also call semantic
models), language users also build models of the communicative event in
which they participate. These so-called context models (or pragmatic
models) feature subjective representations of Self, the other speech
participants, the Setting (Time and Place), social characteristics and relations
between the participants and overall aims, purposes and goals.
Context models also form the mental basis of context-dependent speech
acts, style and rhetoric. That is, they control the ways information from event
models is selected and eventually expressed in discourse.
Whereas the earlier notion of mental (situation) model became very
popular in psychology, it is surprising that the equally crucial notion of
context model as yet has had little influence in the psychology of discourse
processing. This is especially also strange since it explains many problems in
a more realistic theory of discourse processing and language use, namely how
people are able to speak and write adequately in a communicative situation.
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Discourse pragmatics
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the pragmatic upshot or point of a discourse, that is, its overall macro
speech act: He threatened me, She promised me, etc.
The notion of macro speech act is systematically related to that of
semantic macrostructures: The propositional content of a macro speech act
is typically a macroproposition. This nicely wraps up the theory of global
structures, which now not only has a formal dimension (the schematic
superstructure of a discourse), and a meaning dimension (its topics or
macrostructure), but also a pragmatic dimension (the global speech act and
possibly other communicative acts carried out by the discourse).
Conversations
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argument, in which the personal experiences of the story serve as the credible
premises of negative conclusions such as They do not want to adapt or
They only come here to live of our pocket , etc.
Style, rhetoric and other formal properties of these conversations
complete this overall image. For instance, pronouns and demonstratives may
be selectively used to enhance social distance, e.g., when speakers rather refer
to their Turkish neighbors with the pronoun them or those people than
referring to them, as would be normal, with the descriptive phrase my
(Turkish) neighbors. In conversations we also found that people tend to
hesitate, make errors or repairs when they have to name the Others, a breach
of fluency that might be explained in terms of the (cognitive and social) facekeeping and impression management strategies at work in speaking about a
delicate topic such as minorities.
The Press
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also in the press, the selection of main topics about minorities is restricted and
stereotypical, if not negative. Again, we find the special focus on Difference,
Deviance and Threat. Ethnic crime, also in the respectable and liberal press, is
a major topic, as are the many problems associated with immigration. This
means that the positive side of immigration (contributions to the economy,
cultural variation, etc.) will seldom be topical in the press. Minorities are
always portrayed as Problem People, whereas the problems we cause for
them, such as, lack of hospitality, harsh immigration laws, discrimination
and racism, are seldom major topics.
Quotation patterns are similarly predictable. By its own rules of
balance, one would expect the press to always quote also competent and
credible minority spokespersons about ethnic events. Nothing is less true,
however: Especially white (majority) institutions and elites are quoted. And
when minorities are quoted, they are not allowed speak alone. This is
especially the case when embarrassing topics such as discrimination or racism
come up: If the Others are allowed to speak about that, it is always marked as
an unwarranted accusation, as alleged racism or as racism between
quotation marks, and not as a fact.
These biased structures, which may also be observed in disclaimers,
descriptions of minority actors, the structure of headlines, style and rhetoric,
may be expected when we realize that the newsroom of most newspapers in
Europe is still virtually white: Very few minority journalists work for major
newspapers, and virtually never at the higher editorial levels. Similarly,
minority organizations and spokespersons are found less credible, less
objective, and therefore have less access to the press.
The conclusion from this large-scale research was therefore that
although in some respects the press merely reflects what the politicians or the
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general public are saying about minorities, they also have their own role and
responsibility in ethnic affairs, especially because of their immense scope and
power. Unlike a biased ordinary speaker in a conversation, a biased news
report or editorial may have hundreds of thousands, and --as is the case for the
British tabloids-- sometimes millions of readers, and therefore have a
tremendous influence. In our research on everyday conversations, we
frequently were able to observe this influence of the press (Van Dijk, 1987).
This is why we concluded that the press in Europe plays a central role in
maintaining (and sometimes aggravating) the ethnic status quo, if not in the
reproduction of racism.
News as discourse
These studies of the role of the press in the reproduction of racism run
parallel with another project in the 1980s, viz., a systematic study into the
structures, production and reception of news in the press (Van Dijk, 1988a,
1998b). Strikingly, very little discourse analytical work had been done on this
most pervasive form of written discourse in our everyday lives. In several
theoretical and empirical studies, I thus tried to extend discourse analysis to
one of its most obvious domains of application: mass communication
research. I assumed that news discourse had a canonical structure or news
schema that organizes news reports, beginning with the well-known
categories of the Headline and the Lead, together forming the higher level
category of Summary (which we find in many discourse types, as for instance
also in scholarly articles) followed by such categories as Recent Events,
Previous Events, Context, History and Comments. I emphasized the fact that
also news production is largely a form of text processing, namely, of the many
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source texts (written or spoken) the journalists use when writing a news
report. One of the empirical studies examined how in the world press one
event (viz., the assassination of presentident-elect Bechir Gemayel of
Lebanon in September 1982) was covered. Hundreds of stories in a large
number of newspapers in many languages were systematically analyzed to see
whether there are universals of news reports, and/or whether news reports in
different countries, languages, cultures and political systems would typically
provide a different picture of the event. One of our conclusions of this
research was that news reports across the world, possibly under the influence
of the format of the reports of international news agencies, were suprising
similar despite different political and cultural contexts. Differences exist
rather between the quality press and the tabloid, popular press within the same
country.
Textbooks
Minorities as well as people of the South in general, are thus represented not
only as poor, backward, or primitive, but also as criminal and aggressive,
as also is the case in the media and everyday conversations. Especially
cultural deviance, viz., other habits, another language or another religion is
focused upon and problematized. As is elsewhere the case in institutional and
elite discourse on ethnic affairs, discrimination and racism are seldom
topicalized, or even denied.
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Corporate discourse
Given their role in employment and the labor market, also the discourse
of corporate managers was studied, viz., on the basis of interviews with
personnel managers (Van Dijk, 1993). As may be expected, corporate
managers, like other white elites, will of course deny that in their company
discrimination or racism takes place. At the same time, most of them,
especially in the Netherlands, are adamantly opposed to any form of
Affirmative Action (which they will call Reverse discrimination). They may
be concerned about minority unemployment (in Holland three or more times
as high as majority unemployment), but they will always blame the Others:
They dont speak our language, they have a different culture, they have
insufficient education, they lack motivation, and so on. That other research
shows that more than 60% of employers rather hire white men, than women or
minority men, is obviously not part of their dominant explanations of minority
unemployment. Neither is that the case in debates in politics and the media: If
minorities have problems, they will somehow always be caused by
themselves.
Elite discourse
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when I published the book on my own account, the press suddenly fell silent:
despite its obviously burning topic, not a single book review of the book was
published, so that the book was totally unknown and ignored by the public at
large selling hardly more than 150 copies.
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Ideology
One of the central projects within the general orientation towards
critical discourse studies is my study on ideology, initiated around 1995. In
this project I could combine earlier ideas from the cognitive study of
discourse, as developed in the project with Walter Kintsch, with later ideas on
social cognition, power, racism, and the reproduction of power through
discourse. That is, racist ideologies are not alone, and in order to explain their
influence in society we need a more general theory of ideology. I therefore set
up a large, long-term project in which the first study sketched the overall
framework, based on the crucial notions of discourse, cognition and society
(Van Dijk, 1998). In later projects I would then develop each partial theory,
that is, the relations between ideology and social cognition, between ideology
and society and finally between ideology and discourse.
The crucial concept of ideology I proposed is defined in terms of the
fundamental cognitive beliefs that are at the basis of the social representations
shared by the members of of a group. Thus, people may have ideological
racist or sexist beliefs (e.g., about inequality) that are at the basis of racist and
sexist prejudices shared by the members in their group, and that condition
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their discourse and other social practices. We thus at the same time are able to
link ideologies with discourse, and hence with the ways they are
(discursively) reproduced, as well as the ways members of a group represent
and reproduce their social position and conditions in their social cognitions
and discourses. In other words, I thus presented a theory that also bridges the
well-known cognition-society gap, and hence the micro-macro gap, that
continues to plague the humanities and the social sciences. That is, ideologies
control social representations of groups, and thus the social practices and
discourses of their members. This happens through the ideological control of
mental models which in turn, as we have seen above, control the meaning and
the functions of discourses, interaction and communication. And conversely,
ideologies may be learned (and taught) through the generalization of mental
models, that is, the personal experiences of social members. The theory thus
accounts for all phases in the cycle that relates ideology with discourse and
other social practices.
One of the major problems of a theory of ideology is the question of the
internal structure of ideologies: what indeed does an (anti)racist,
(anti)sexist, socialist or neoliberal ideology look like? What exactly are its
contents? Despite thousands of books on ideology, this and many other
questions have never been answered explicitly. In my ideology project I
postulate that ideologies, as many other cognitive representations, have a
schematic organization, consisting of a number of fixed categories defining
the identity or self-image of a group, such as their actions, aims, norms,
relations with other groups and resources. Another problem of the theory is its
social basis: what kind of social groups typically develop ideologies? I hope
to be able to deal with that question in a future book on ideology and society.
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Knowledge
The next step in the mega-project on ideology was the theory of social
cognition of which ideology was supposed to be part. However, this
presupposes, among other things, a detailed theory of the relations between
ideology and knowledge. However, when I started to write a book on ideology
and social cognition, I soon found out despite the thousands of books on
knowledge, that there is no general theory of knowledge. There is a traditional
concept of knowledge in epistemology as justified true beliefs, but the
debates on this notion were so arcane and so little related to what was known
on knowledge in the social sciences and even in common sense that a new
approach was needed.
In a number of papers, I thus started with a new, more pragmatic and
more empirical, working definition of knowledge as the certified shared
beliefs of (epistemic) communities, based on the (epistemic) criteria of the
community which tell their members which beliefs are accepted and shared
as knowledge. This means that knowledge is systematically presupposed in
the discourses of such a community, because all speakers know that all the
other members already have such knowledge. This also provides a basis for a
theory of context that explains how language users manage their discourses as
a function of what they know recipients know already (see below).
Such a new theory of knowledge must also explain what kinds or types
of knowledge there are. I therefore proposed a modest typology of
knowledge, involving different criteria, such as social scope (personal
knowledge, interpersonal knowledge, social group knowledge, national
knowledge and cultural knowledge), abstract vs. concrete, general vs.
specific, fictional vs. real, etc.
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Finally, this theory also explains the relations between ideology and
knowledge. Often, also in CDA, it is assumed that knowledge is ideologically
based. This, however, is theoretically unsatisfactory. If all knowledge is
ideologically based and hence different for each group in society, we would
not have knowledge in common, across groups, and that would mean that we
could not presuppose such common knowledge, and would not understand
each other which is not true.
That is, people may, for instance, have different opinions on abortion or
immigration, but ideological debates presuppose that people of different
ideological groups have knowledge in common: they know what immigration
and abortion is. That is, not all knowledge is based on ideology, but all
ideology is based on general, culturally shared knowledge, presupposed in all
public discourses of such a community. Within groups however, people may
have ideologically based knowledge knowledge which others, outside the
group, may well call mere beliefs, opinions, prejudices or superstitions, as
one may find about religious or racist knowledge.
This concept of knowledge makes it essentially relative: knowledge is
defined relative to the communities in which it is ratified and shared. This
also implies that knowledge may change what earlier might just be beliefs
of some scholars or social movements, may later become generally shared
knowledge, and vice versa, what once was generally accepted belief, and
hence knowledge (e.g. about God, or that the earth is flat), is now generally
considered as a mere belief. Note though that also the relatively of knowledge
is itself relative as it should be namely in the sense that within
communities, knowledge is of course not relative at all: what we generally
accept as knowledge is taken as the basis of all our discourse and interaction.
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Context
Finally, there is another notion that needed further theoretical
development: context. More than 25 years ago, I wrote a book on text and
context (Van Dijk, 1977), but in that book I talk much more about text than
about context which I reduced to some formal, pragmatic parameters, but
did not investigate as such, let alone linked with a theory of discourse
structures and contextualization.
Parallel to my work on ideology and knowledge, and sometimes closely
related to it, I therefore conceived the idea to clarify the notion of context.
The problem was that although there were thousands of books with the notion
of context in their titles, there was not a single monograph on context itself.
Indeed, also in linguistics and discourse studies, the notion was generally
used in a very informal sense, for instance as the situation or environment of
discourse, social practices or other phenomena being studied.
However, this was theoretically unsatisfactory, especially because
social contexts as such cannot influence text or talk. What we need is some
kind of interface. And as we have seen before, such an interface between
society and discourse needs to be cognitive: It is the way people understand
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politics, textbooks, and other important social discourses that produce power
and power abuse.
Contributions
Summarizing some of the contributions I have attempted to make with
my work in the past decades, I might venture the following:
Some aspects of literary semiotics.
Some aspects of a generative theory of literature.
The semantics of poetic language.
The foundations of text grammar.
Various aspects of text semantics, such as conditions of local and
global coherence, theory of connectives, etc..
The theory of macrostructures in discourse, cognition and action.
The theory of discourse pragmatics, e.g., the notion of macro speech
act.
The theory of narrative.
Various aspects of the theory of discourse processing, such as the
theory of dynamic, strategic processing (with Walter Kintsch)
The theory of mental models (with Walter Kintsch)
The general foundations of a theory of discourse.
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Conclusions
The academic itinerary and contributions sketched above, like all
stories and accounts, also needs a conclusion, if not a moral. After more than
35 years of doing discourse analysis, one should have learned something
about the discipline and its practitioners. One important point to emphasize is
that despite the variety of the topics I studied, and the broad orientation of my
work as a scholar, I have only a very limited grasp of what goes on nowadays,
in many countries, in the now very vast field of discourse studies. There are
several domains and directions of research I barely know. However, as a
founder and editor of several international journals, first of Poetics and
TEXT, and now of Discourse & Society and Discourse Studies, and as an
editor of the Handbook of Discourse Analysis (1985) and another two-volume
introduction, Discourse Studies, An multidisciplinary contribution (1997), I
have always tried to promote, stimulate, integrate, unify and further develop
the many different domains of studying text and talk, as one new crossdiscipline of discourse studies.
I thus have tried to bridge gaps, first between the study of language and
literature, then between the grammar of sentences and discourses, as well as
the theories of the relations between action and discourse, between discourse
and cognition. and finally also between cognition and society. I have argued
for a more social approach in the cognitive psychology of discourse
processing, and for a more sociocognitive approach in critical, sociopolitical
discourse studies. I have resisted and criticized the formation of schools and
sects and instead propagated multidisciplinary, broadly based endeavors,
against tendencies of reductionism. Discourse studies should be as
theoretically explicit as diverse, integrating all relevant domains of
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Moral
Conventional stories end with a special category variously called
moral, coda, lesson, and so on. This category features meanings that do
not look back, but draw inferences of the story for today and tomorrow.
Stories are to entertain, but often also to teach what we have learned from
remarkable everyday experiences.
The preceding pages are not exactly a story. Yet they are about what I
did in the past, and hence they are part of an intellectual life history. Since I
also have learned from both my personal and my academic experiences, also
this very succinct account of my scholarly activities of the last 35 years or so
might feature some kind of Moral.
This Moral will not present Big and Wise Lessons of the Mature
Scholar, but only a few modest comments on my way of doing and viewing
scholarship in the areas in which I have been active. These comments are by
definition very subjective and personal, and not at all intended either as
recommendation to young scholars simply because there are many
legitimate, interesting and useful ways to do and view scholarship.
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The students
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What is true for our relations with the students, is also true for our
relations with our (other) readers. The accessibility of our work is crucial for
any kind of scholarship, and especially critical studies. Instead of having
readers who admire and imitate us, we should have readers who can
understand and criticize us, and who go beyond our own work to formulate
new, original ideas. Few things in my academic career have irritated me more
than the sect-like nature of some theoretical schools, led by a Master whose
followers are more like slaves than independent scholars who also seek
inspiration elsewhere. This is especially the case for those Masters whose
work is so arcane that the only way to understand him is to imitate him him,
because mostly these Masters are men. There are examples of serious
theoretical errors that have not been corrected for decades only because the
followers of a Master uncritically repeated such errors without independent
investigation.
When some students in their enthusiasm to have found what they were
looking for too exclusively focused on my work, I have always suggested to
only cite my work where relevant, as of any scholar, but especially to look for
other work. No serious issue in critical discourse studies, and especially
complex social problems such as racism, or theoretical topic such as discourse
and their relations to knowledge or ideology are being fully treated by one
person.
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In English:
Approaches to discourse, poetics and psychiatry (with Iris Zavala y Myrian DizDiocaretz, Eds.). (Amsterdam: Benjamins, 1987).
Discourse and Discrimination (with Geneva Smitherman, Eds.). (Detroit, MI: Wayne
State University Press, 1988).
Racism at the Top (with Ruth Wodak, Eds.). (Klagenfurt: Drava Verlag, 2000).
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Racism and Discourse in Spain and Latin America (Amsterdam: Benjamins, 2005)
In preparation:
Anlisis del discurso social y poltico (with Ivn Rodrigo M.). (Quito: Abya-Yala,
1999).
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In Italian
In Portuguese
In Dutch
*Taal, Tekst, Teken. Bijdragen tot the literatuurtheorie. (Language, Text, Sign.
Contributions to the theory of literature). (Amsterdam: Athenaeum, 1971).
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In German
In Russian
*Jazyk, poznanie, kommunikatsia (Language, Cognition and Communication).
(Moscow: Progress, 1989)
In Chinese
In Polish
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